MARCH 2010
Note: Broker-dealers are required to disclose any material arrangements with the venues listed in
each section below, including, but not limited to, any internalization or payment for order flow
arrangements.
MW4
KIRK SECURITIES CORPORATION
THROUGH THE COURTESY OF
MAPLEWOODINVESTMENT ADVISORS
400 N. CARROLL BLVD., STE201
DENTON, TX 76201
SECRule 606 Quarterly Report for the Quarter Ending March 31, 2010
Securities Listed on New YorkStock Exchange
Summary Statistics :
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 87.93%
Limit orders as percentage of total non-directed orders 8.62%
Other orders as percentage of total non-directed orders 3.45%
Venues Receiving Significant Percentage of Total Non-Directed Orders :
1. Knight Capital Markets, L.L.C. 34.48%
2. National Financial Services, L.L.C. 24.14%
3. Citadel Derivatives Group LLC 18.97%
4. Citigroup Global Markets, Inc. 10.34%
5. UBSSecurities, L.L.C. 6.90%
6. Automated Trading Desk Financial Services, L.L.C. 3.45%
7. Goldman, Sachs & Co. 1.72%
Information Concerning Significant Venues :
1. Knight Capital Markets, L.L.C.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 35.29%
Limit orders as percentage of total limit orders 20.00%
Other orders as percentage of total other orders 50.00%
2. National Financial Services, L.L.C.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 23.53%
Limit orders as percentage of total limit orders 40.00%
Other orders as percentage of total other orders 0.00%
3. Citadel Derivatives Group LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 19.61%
Limit orders as percentage of total limit orders 20.00%
Other orders as percentage of total other orders 0.00%
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4. Citigroup Global Markets, Inc.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 11.76%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%
5. UBSSecurities, L.L.C.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 5.88%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 50.00%
6. Automated Trading Desk Financial Services, L.L.C.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 1.96%
Limit orders as percentage of total limit orders 20.00%
Other orders as percentage of total other orders 0.00%
7. Goldman, Sachs & Co.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 1.96%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%
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Securities Listed on The Nasdaq Stock Market
Summary Statistics :
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 100.00%
Limit orders as percentage of total non-directed orders 0.00%
Other orders as percentage of total non-directed orders 0.00%
Venues Receiving Significant Percentage of Total Non-Directed Orders :
1. UBSSecurities, L.L.C. 50.00%
2. National Financial Services, L.L.C. 37.50%
3. Citadel Derivatives Group LLC 12.50%
Information Concerning Significant Venues :
1. UBSSecurities, L.L.C.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 50.00%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%
2. National Financial Services, L.L.C.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 37.50%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%
3. Citadel Derivatives Group LLC
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 12.50%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%
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Securities Listed on NYSE Amex or Regional Exchanges
Summary Statistics :
Non-directed orders as percentage of total customer orders 100.00%
Market orders as percentage of total non-directed orders 100.00%
Limit orders as percentage of total non-directed orders 0.00%
Other orders as percentage of total non-directed orders 0.00%
Venues Receiving Significant Percentage of Total Non-Directed Orders :
1. Knight Capital Markets, L.L.C. 100.00%
Information Concerning Significant Venues :
1. Knight Capital Markets, L.L.C.
Types of Orders Routed to Venue :
Market orders as percentage of total market orders 100.00%
Limit orders as percentage of total limit orders 0.00%
Other orders as percentage of total other orders 0.00%
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Exchange - Listed Options
Summary Statistics :
Non-directed orders as percentage of total customer orders 0.00%
Market orders as percentage of total non-directed orders 0.00%
Limit orders as percentage of total non-directed orders 0.00%
Other orders as percentage of total non-directed orders 0.00%
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